Let’s Talk Wash Trade Compliance

We’ve had a lot of discussion with customers about how compliance should implement a wash trade compliance.  Let’s start from the top:

What is a Wash Trade?

Well, the CFTC defines a wash trade as: “Entering into, or purporting to enter into, transactions to give the appearance that purchases and sales have been made, without incurring market risk […]

By |July 21st, 2015|Uncategorized|Comments Off on Let’s Talk Wash Trade Compliance

90 Days Til REMIT

REMIT CHECKLIST

Another great article  by Aviv Handler at the energytradingregulation blog…

Some takeaways if you are trading phys gas and power in Europe.

90 Days to Go!  Don’t forget to check into key personnel time off. Summer and the back half of September are full of holidays!
Talk to your OMPs (exchanges & brokers).  Find out how they […]

By |July 7th, 2015|Uncategorized|Comments Off on 90 Days Til REMIT

Trade Reporting Under REMIT

Here’s a quick video explaining how REMIT works and how to generate ACER XML for trade reporting.  If you are having trouble with the video below click this link.

Enjoy!

By |July 1st, 2015|Uncategorized|Comments Off on Trade Reporting Under REMIT

Excellent Commentary by Aviv Handler

New Q&A from ACER.  Commentary by Aviv Handler

http://energytradingregulation.com/2015/07/01/examining-the-new-remit-quarterly-and-qa-documents/

By |July 1st, 2015|Uncategorized|Comments Off on Excellent Commentary by Aviv Handler
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