CFTC- Hail Mary?

It has been a busy seven days in the world of regulatory position limits. First a new MiFID II position limits RTS was released as reported here and the CFTC re-proposed their own ‘Dodd-Frank’ limits regime. Most international firms will have to comply with both.  So why has the CFTC limits announcement being getting so […]

By |December 8th, 2016|Uncategorized|Comments Off on CFTC- Hail Mary?

MiFID II- Data Validation

Validation. There is a reason everyone is talking about it.  If you do it wrong, your compliance personnel start pulling their hair out.   As far as ESMA, Dodd-Frank and MiFID II trade reporting we are clearly in a world that is moving from low validation to one that is highly validated.

Com-Sci 101:  Four Categories of […]

By |December 2nd, 2016|Uncategorized|Comments Off on MiFID II- Data Validation
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