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EMIR ETD Will NOT Take Place?

Re-posted from Aviv at energytradingregulation.com> reposted from the OTC Space

http://energytradingregulation.com/2013/09/29/futures-reporting-delay-will-not-take-place-says-ecs-pearson-risk-net/#!

By |September 30th, 2013|Uncategorized|Comments Off on EMIR ETD Will NOT Take Place?

Excellent Commentary by Aviv Handler on EMIR Start

We are putting our money on a September start and Q1 start for commodities.  Stay Tuned.

http://energytradingregulation.com/2013/05/29/when-is-emir-reporting-going-to-start/

By |June 7th, 2013|Uncategorized|Comments Off on Excellent Commentary by Aviv Handler on EMIR Start

Dodd Frank | CFTC – Black Swan No Action

The CFTC issued some breaks by laying out a series of Dodd Frank “No-Action” letters. The biggies:

CFTC issued a No-Action letter to prevent firms from crossing into Swaps Dealer status.  The rule states that any firm doing more than $25 Million in business with “Special Entities” such as a Federal, State or Local utility is […]

By |October 18th, 2012|Regulatory|0 Comments

Dodd-Frank | Court Torpedoes Position Limits

CFTC sent back home to do its homework.    The District Court tossed the position limits ruling.  Don’t get me wrong.  I really feel for the gauntlet that the CFTC has been put through in terms of getting out new rules.  But the District Court found that the organic legislation did not give the CFTC […]

By |October 1st, 2012|News, Regulatory|0 Comments

Dodd-Frank | The Missing DTCC Approval

DTCC got some good news this week with the preliminary approval of the for interest rate, credit, foreign exchange and equity asset classes.

Suspiciously missing from this is DTCC’s GTR (Global Trade Repository).  GTR is where the “other commodities classes” are supposed to go.

This means that, as of this writing, there is only one approved Commodities SDR […]

By |September 28th, 2012|News, Regulatory|0 Comments

Welcome to BroadPeak Think

Welcome to BroadPeak Think.   This is where we provide comments on Architecture, Integration, Industry and whatever else strikes our fancy.

We love feedback.  Feedback is a key piece to our core values, so if something strikes you don’t be bashful about reaching out to us.

By |March 12th, 2012|News|0 Comments
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