ETOT – Come and see us at our stand in the main exhibition room and make sure to attend the session where Gordon Allott, BroadPeak’s CEO, is speaking. The main areas being covered at ETOT are REMIT, MiFID II and EMIR. We’re looking forward to getting the inside scoop and perspectives from REMIT participants now that reporting has been live for about a month. Also curious to hear viewpoints on how firms are preparing to manage the onerous position limits requirements under MiFID II.
FIA – Similar challenges face US trading firms. We’re excited to hear strategies from Compliance groups who are preparing to tackle Dodd-Frank position limits and those who have innovative approaches around Trade/Order Surveillance. There are also some interesting sessions around Compliance systems automation and processes. This is a fast moving area and I’d expect those sessions to generate good interest from attendees.
Are you attending ETOT or FIA? If you are and want a private demo of K3 – shoot us an email to reserve a time slot: email@example.com