K3 and Trading

FIX CONNECTIVITY TO ICE, CME, DERIVATIVES EXCHANGES, REGULATORY REPOSITORIES AND MORE

Exchange Connectivity

K3 IS THE INDUSTRY STANDARD IN TRADE DATA MOVEMENT

  • Real-time exchange trade data delivered to your doorstep
  • Off-the-shelf, certified trade connectivity from CME, ICE and dozens of exchanges and FCMs
  • Adapters to every trading and risk management system for real-time trades in your systems
  • Data provenance with alerts to eliminate reconciliations
  • Up and running in days not months

Regulatory Reporting

OFF THE SHELF REGULATORY REPORTING

  • K3 customers submitted over 300 Million Trades last year across Dodd Frank, Canada Trade Reporting, REMIT, and EMIR. K3 is now leading the way under FinFrag, and MIFID II
  • Compliance teams can rest easy with data automation, fully transparent validation rules and filters, real-time alerts, and submission acknowledgements
  • As a single reporting solution, K3 is designed to easily connect to multiple repositories and flex with the reporting differences across regimes.
  • K3 automatically stores all reporting communications including the acknowledgement from the repository.  Likewise K3 tracks the status of every single trade report in an intuitive workflow.

Position Limits

COMPLETE ACTIONABLE INTELLIGENCE AT YOUR FINGERTIPS

  • K3’s limits engine covers Exchange Position Limits such as CME and ICE, MiFID II Position Limits, Internal Position Limits
  • Users access information via intelligent visualizations via browsers, mobile/tablet and BI tools.
  • Compliance officers can click on a position and instantly get all required info to take action.
  • Our clean reference data outperforms the existing poor commercial data.
Position limits | K3 Data Plumbing | BroadPeak Partners Inc.
Surveillance | K3 Data Plumbing | BroadPeak Partners Inc.

Surveillance

COMPLETE, CLEAN, HARMONIZED DATA

  • K3 connects directly to Exchanges, such as CME and ICE to compile the data you need in real-time.
    Quickly get your surveillance program off the ground, and make adjustments as the markets and your business evolve.  
  • Some of K3’s connections:
    • ICE / CME / Nodal Trade Capture APIs
    • ICE Private Order Feed
    • CME Drop Copy (for Orders)
    • TT Trades & Orders
    • CQG Trades & Orders
    • FCM data feeds
  • Focus your compliance team on events that really matter with visual reports that allow you to see exceptions and refine signals from noise