K3 and Trading

FIX CONNECTIVITY TO ICE, CME, DERIVATIVES EXCHANGES, REGULATORY REPOSITORIES AND MORE

Exchange Connectivity

K3 IS THE INDUSTRY STANDARD FOR TRADE DATA

  • Real-time exchange trade data delivered to your doorstep
  • Off-the-shelf, certified trade connectivity for CME, ICE, Nodal, Exchanges, Brokers, and FCMs
  • Adaptors to every trading and risk management system for real-time trades 
  • Data provenance with alerts to eliminate reconciliations
  • Up and running in days not months

Regulatory Reporting

OFF-THE-SHELF REPORTING

  • K3 customers submit trades daily for Dodd-Frank, Canada Trade Reporting, REMIT, EMIR, FinFrag, and MIFID II
  • Compliance teams can rest easy with workflow automation, fully transparent validation rules and filters, real-time alerts, and submission acknowledgements
  • K3 is designed to easily connect to multiple repositories and adapt to reporting differences across regimes
  • K3 a tracks the status of every single trade report in an intuitive workflow

Position Limits

ACTIONABLE INTELLIGENCE AT YOUR FINGERTIPS

  • K3 Limits covers both Exchange and MiFID II Limits, and is prepared for Dodd-Frank Limits
  • Users access customizable, intelligent visualizations
  • Compliance teams instantly access all required info to take action
  • Daily updated reference data direct from Exchanges and Regulators
Position limits | K3 Data Plumbing | BroadPeak Partners Inc.
Surveillance | K3 Data Plumbing | BroadPeak Partners Inc.

Surveillance

COMPLETE, CLEAN, HARMONIZED DATA

  • K3 connects directly to Exchanges, such as CME and ICE to compile the data you need in real-time 
  • Quickly get your surveillance program off the ground, and make adjustments as the markets and your business evolve 
  • Some of K3’s connections:
    • ICE / CME / Nodal Trade Capture APIs
    • ICE Private Order Feed
    • CME Drop Copy (for Orders)
    • TT Trades & Orders
    • CQG Trades & Orders
    • FCM data feeds
  • Focus your compliance team on events that really matter with visual reports that allow you to see exceptions and refine signals from noise