Hand off complexity
Managed services
With shifting rules, complex data flows, and high stakes non-compliance, even well-resourced teams struggle to keep up. BroadPeak’s Managed Services for Regulatory Reporting pairs expert oversight with scalable infrastructure, giving you consistent, accurate submissions without the day-to-day operational burden.
Outsource the burden
Smooth operations
We ensure your reporting operates smoothly and reliably. From complex data flows to evolving rules, we provide the infrastructure, oversight, and insights needed to maintain accuracy, consistency, and confidence.
Submission accuracy
We monitor and resolve trade repository rejections and counterparty mismatches, ensuring clean, validated, and uninterrupted reporting.
Record alignment
BroadPeak reconciles internal records with trade repositories, identifying and resolving mismatches across trade, valuation, and collateral data to reduce regulatory risk.
Real-time reporting
With low-latency infrastructure, we deliver near real-time submissions, helping you meet even the tightest regulatory deadlines with confidence.
Regulatory readiness
We monitor and implement technical spec updates, handle market rewrites, and support threshold tracking, keeping you compliant as rules evolve.
Dynamic configuration
Our team manages the onboarding of new instruments, physical locations, and counterparties, so your reporting adapts as your business grows.
Tailored oversight
Get full visibility into reporting health with custom dashboards that surface exceptions, status, and trends, so you can act quickly and decisively.
Scale smart
Operational excellence
Tap into the efficiencies of scale with a team that understands the complexities of regulatory reporting across multiple jurisdictions and repositories.
Expertise on demand
With expertise across major regimes (CFTC, EMIR, MiFID, MAS, ASIC, SEC) and repositories like DTCC, ICE, Equias, and CME, you get fast answers, accurate mapping, and peace of mind—without building the knowledge in-house.
Full lifecycle management
From submission to reconciliation, we oversee every part of the reporting cycle. We catch rejections, resolve mismatches, monitor thresholds, and stay on top of regulatory rewrites, so nothing slips through the cracks.
Agile reporting
As rules shift, so does our infrastructure. Whether it’s adding new products or responding to spec updates, we keep your reporting live and accurate, without disruption or rework on your side.
The realities of data chaos in commodity trading
Firms are dealing with fragmented data, costly integrations, and growing compliance demands. How can smarter data integration bring order and control?
Confidence without the overhead
Effortless compliance
Regulatory reporting should not drain your time or tie up your best people. What matters is that it works with minimal intervention and no surprises.
Can we expect a smooth onboarding process?
We align roles, review your existing reporting setup, and catch manual steps or edge cases early i.e. unusual trade types, non-standard counterparties, or irregular data formats. This ensures nothing falls through the cracks and enables smoother operations.
How will we keep up with constant regulatory changes?
You receive updates and preparations for evolving rules and repository specifications, so you are always prepared rather than reacting.
Do we get a clear, consolidated view of our reporting status?
Yes. A centralized dashboard provides real-time visibility into submission progress, mismatches, and exceptions across all relevant jurisdictions.
Who resolves submission errors or failures?
We handle all errors by identifying, fixing, and reprocessing failed submissions, freeing you from chasing issues or liaising with trade repositories
How do we know our data matches what the regulator sees?
Regular reconciliation between your internal records and trade repository data ensures alignment and reduces audit risks.
How does the service support our changing needs?
Machine learning flags relevant alerts based on historical actions, helping new team members learn faster. Full case histories with notes, outcomes, and context, help them better understand both the technical and human side of compliance.
Ready for anything
Deploy with confidence
Our secure managed hosting on AWS uses isolated Virtual Private Clouds (VPCs) for robust protection, while easy-to-build data streaming ETL pipelines move data seamlessly to Redshift or Snowflake through a low-code interface.
Perspectives
Insights
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Chaos to control: Tackling compliance, data integration, and IT overload in global operations
