See the whole picture

Trade Surveillance

Surveillance teams need faster, more accurate ways to detect market abuse, especially across physical and financial trades. BroadPeak brings OTC, E/CTRM, and exchange data together so you can monitor both physical and financial trades in one place. With seamless connectivity to major exchanges and execution platforms, we centralize and standardize data to streamline alerts, and accelerate investigations, while delivering valuable business insights.

Screenshot of BroadPeak's Trade Surveillance solution in action

See more, act faster

Focus on what matters

Get clear, prioritized trading insights that speed up investigations and reduce manual work. Focus on the highest risks to protect your firm and stay ahead of market abuse.

Identify risk early

Full visibility

Physicals trade visibility

Complete oversight

Seamless integration with your E/CTRM systems keeps physical trade data from going unchecked, enabling cross-market surveillance that provides visibility into all your exposures.

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Smarter surveillance

Insight that counts

Eliminate false positives, unify data across your enterprise, and gain confident oversight amid shifting conditions.

When you can’t see the full picture

BroadPeak captures all orders and trades in a single solution, making it easier to monitor market events like spoofing and washing for better compliance.

Easily create custom alerts to monitor key business activities across your enterprise, whether it’s trades with specific brokers, transactions above a set size, or activity in products and markets your business prefers to avoid.

Intuitive and flexible UI lets you update firm IDs, onboard asset classes, and adapt to regulations. No coding or development cycles required – you stay in control, saving time and cutting complexity.

Case management with audit trails captures system activity and employee follow-up, with visuals, attachments, trader actions, and key details. All in one place.

Leveraging the power of our data connectivity, we aggregate data from ICE, CME, Nodal, as well as physical and OTC data from internal systems. This creates a unified data mart that eliminates the need to switch between multiple systems.

Machine learning flags relevant alerts  based on historical actions, helping new team members learn faster. Full case histories with notes, outcomes, and context, help them better understand both the technical and human side of compliance.

Operations, Risk, and Front Office teams use the same tools to monitor all trading activity, including positions and orders. BroadPeak is a strategic investment – not a cost.

Every order counts

Total transparency

Capture every bid, cancel, amend, and quote acknowledgment in real time. With this level of visibility, firms can cut through the noise to detect manipulative behaviors like spoofing, layering, and wash trades.

Laptop showing BroadPeak's Trade surveillance solution

The company we keep

Clients

Ready for anything

Deploy with confidence

Our secure managed hosting on AWS uses Virtual Private Clouds (VPCs) for robust protection, while easy-to-build data streaming ETL pipelines move data seamlessly to Redshift or Snowflake through a low-code interface.

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Perspectives

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