Trade Surveillance Transformation: Navigating Compliance in 2025
Online Discussion/Webinar
Tuesday, June 3, 2025
10:30 am EST
WHAT YOU CAN EXPECT:
- Understanding the Rule Changes and Why it Matters for Surveillance
- When each RULE goes live and when market participants have to comply by
- Understanding the impact
- BroadPeak Trade Surveillance Module – Updates / Enhancements Made to Conform
Vivek Pathak
Co-Founder and COO,
BroadPeak Partners
Vivek is a dynamic leader with over 25 years of industry experience. As a Chemical Engineer who began his career building physical energy infrastructure, he made his way to building technology infrastructure for commodities trading on Wall Street and across the globe. As a co-founder of BroadPeak, Vivek built a bootstrapped software company bringing modern solutions to commodities and derivatives markets. He was at the ground level of product development and customer delivery while also championing essential pillars such as a rock-solid culture and long-lasting customer relationships. After the company was sold in 2023, Vivek has shifted focus from daily operations to working with our partners and customers to create value and bring innovative solutions to market. Vivek holds a B.Sc. in Chemical Engineering from the University of Alberta.
Rahim Kabani
Regulatory Compliance Advisory,
EPAM
Vivek is a dynamic leader with over 25 years of industry experience. As a Chemical Engineer who began his career building physical energy infrastructure, he made his way to building technology infrastructure for commodities trading on Wall Street and across the globe. As a co-founder of BroadPeak, Vivek built a bootstrapped software company bringing modern solutions to commodities and derivatives markets. He was at the ground level of product development and customer delivery while also championing essential pillars such as a rock-solid culture and long-lasting customer relationships. After the company was sold in 2023, Vivek has shifted focus from daily operations to working with our partners and customers to create value and bring innovative solutions to market. Vivek holds a B.Sc. in Chemical Engineering from the University of Alberta.
Vivek Pathak
Co-Founder and COO,
BroadPeak Partners
Vivek is a dynamic leader with over 25 years of industry experience. As a Chemical Engineer who began his career building physical energy infrastructure, he made his way to building technology infrastructure for commodities trading on Wall Street and across the globe. As a co-founder of BroadPeak, Vivek built a bootstrapped software company bringing modern solutions to commodities and derivatives markets. He was at the ground level of product development and customer delivery while also championing essential pillars such as a rock-solid culture and long-lasting customer relationships. After the company was sold in 2023, Vivek has shifted focus from daily operations to working with our partners and customers to create value and bring innovative solutions to market. Vivek holds a B.Sc. in Chemical Engineering from the University of Alberta.
Vivek Pathak
Co-Founder and COO,
BroadPeak Partners
Vivek is a dynamic leader with over 25 years of industry experience. As a Chemical Engineer who began his career building physical energy infrastructure, he made his way to building technology infrastructure for commodities trading on Wall Street and across the globe. As a co-founder of BroadPeak, Vivek built a bootstrapped software company bringing modern solutions to commodities and derivatives markets. He was at the ground level of product development and customer delivery while also championing essential pillars such as a rock-solid culture and long-lasting customer relationships. After the company was sold in 2023, Vivek has shifted focus from daily operations to working with our partners and customers to create value and bring innovative solutions to market. Vivek holds a B.Sc. in Chemical Engineering from the University of Alberta.
Vivek Pathak
Co-Founder and COO,
BroadPeak Partners
Vivek is a dynamic leader with over 25 years of industry experience. As a Chemical Engineer who began his career building physical energy infrastructure, he made his way to building technology infrastructure for commodities trading on Wall Street and across the globe. As a co-founder of BroadPeak, Vivek built a bootstrapped software company bringing modern solutions to commodities and derivatives markets. He was at the ground level of product development and customer delivery while also championing essential pillars such as a rock-solid culture and long-lasting customer relationships. After the company was sold in 2023, Vivek has shifted focus from daily operations to working with our partners and customers to create value and bring innovative solutions to market. Vivek holds a B.Sc. in Chemical Engineering from the University of Alberta.
Vivek Pathak
Co-Founder and COO,
BroadPeak Partners
Vivek is a dynamic leader with over 25 years of industry experience. As a Chemical Engineer who began his career building physical energy infrastructure, he made his way to building technology infrastructure for commodities trading on Wall Street and across the globe. As a co-founder of BroadPeak, Vivek built a bootstrapped software company bringing modern solutions to commodities and derivatives markets. He was at the ground level of product development and customer delivery while also championing essential pillars such as a rock-solid culture and long-lasting customer relationships. After the company was sold in 2023, Vivek has shifted focus from daily operations to working with our partners and customers to create value and bring innovative solutions to market. Vivek holds a B.Sc. in Chemical Engineering from the University of Alberta.