About Vivek Pathak

Chemical Engineer turned to managing trading and technology for global bank. Drove large projects for leading large consultancy. COO for large financial institution’s Commodities & Emerging Market’s Business. Joined BroadPeak in 2009 and runs BroadPeak operations.

MiFID II Webinar and Q&A with BroadPeak and Katten Muchin Rosenman LLP

Word has spread since the first webinar we did on this subject and after multiple requests we are repeating the webinar for those who missed the first one.

The webinar on 26th April 2017 at 15:00 GMT, 16:00 CET and 10:00 EST will discuss the latest developments in relation to MiFID II / MiFIR transaction reporting, position reporting and […]

By |April 19th, 2017|News, Regulatory|Comments Off on MiFID II Webinar and Q&A with BroadPeak and Katten Muchin Rosenman LLP

Conference for ESMA Updates on MiFID/MiFIR/EMIR/SFTR Reporting

BroadPeak will be exhibiting at the March 28th Infoline conference in London.  Come to learn from and speak with regulators, repositories, end-users, and service providers.

30% discount by using promo code FKM63482BPK or click directly below.

Sign up »

Specific topics we will be discussing include:

Difference between trade reporting and transaction reporting
Ensuring non-duplication of trade reporting
Validation submissions and keeping […]

By |March 22nd, 2017|News, Regulatory|Comments Off on Conference for ESMA Updates on MiFID/MiFIR/EMIR/SFTR Reporting

BroadPeak Partners with Unavista for MiFID II Trade Reporting

NEW YORK, NY (PRWEB) MARCH 16, 2017

Broad Peak Partners announces a partnership agreement with the London Stock Exchange’s UnaVista for MiFID II. A recognized leader in software integration, BroadPeak Partners is the developer of K3, an integration platform that seamlessly moves data from one application to another, and named by TechCrunch in 2012 as one […]

By |March 16th, 2017|News, Regulatory|Comments Off on BroadPeak Partners with Unavista for MiFID II Trade Reporting

CME Group & BroadPeak Offer Cloud Access to CME STP

K3 has been making it easy for firms to get a full electronic record of trading activity for years now.  Now working with CME Group, K3 is taking another giant step…to your doorstep.

You get a taxi or dinner delivered at the press of a button. Now experience the same for trade data.

No more IT projects.  No […]

By |February 6th, 2017|News|Comments Off on CME Group & BroadPeak Offer Cloud Access to CME STP

Death, Taxes, and MiFIDII

We haven’t even got everyone back in the BroadPeak offices after the holidays but we are already slammed with MiFID II requests and enquiries. To try and make everyone happy we are doing a variety of different events for which you are welcome to sign up:

London dedicated week of K3 demos – Jan 9 – […]

By |January 5th, 2017|News, Regulatory|Comments Off on Death, Taxes, and MiFIDII

ICE Releases New Wash Trades FAQ

This month the Intercontinental Exchange (aka ICE) released a revised Wash Trade FAQ document.  This isn’t simply arbitrary guidance.  It comes after considerable review with the CFTC, who list it along with the previous edition on their site.  The last version was issued a little over 6 years ago and the new edition addresses washing in context of the […]

By |February 16th, 2016|Regulatory|Comments Off on ICE Releases New Wash Trades FAQ

The Good Shepherd of Compliance Data

Post the financial crisis of 2008, financial firms that trade directly with other firms (as opposed to a listed exchange/marketplace) are subject to an ever-increasing number of regulatory requirements. Think Dodd-Frank, EMIR, REMIT, MiFID II, and their analogues in each regional jurisdiction around the globe. While some of these regulations are broad in scope, at […]

By |November 4th, 2015|Opinion, Regulatory|Comments Off on The Good Shepherd of Compliance Data

BroadPeak at ETOT and FIA

The first week of November 2015 is a busy one for BroadPeak. We will be at the Energy Trading Operations & Technology Summit in London and the FIA Futures & Options Expo in Chicago.

 

ETOT – Come and see us at our stand in the main exhibition room and make sure to attend the session […]

By |November 2nd, 2015|News, Regulatory|Comments Off on BroadPeak at ETOT and FIA

Looking for Artists of Code…

We are growing strong at BroadPeak and looking to hire some more key team members.  Do you have experience integrating systems?  Are you a code jedi?  Do you love clojure or other functional languages?

Besides the obvious analytical skills that a good developer must have, we particularly look for folks who like having impact on big business, […]

By |March 20th, 2015|News|Comments Off on Looking for Artists of Code…

Not all RRMs are created equally

It’s just a matter of time…

With all this global trade reporting going on and all sorts of new players entering the market, it’s just a matter of time before someone’s data gets hacked.  Being able to predict trading patterns and how counterparties affect the market is an advantage akin to knowing the other players’ cards […]

By |March 12th, 2015|Regulatory, Technology|Comments Off on Not all RRMs are created equally
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