Regulatory Reporting Archives

4 Questions REMIT RRMs Don’t Want You To Ask

Understanding REMIT and Regulatory Reporting Mechanism under ACER As we move forward with REMIT there seem to be a lot of entities with stars in their eyes that they want to become an RRM. RRM is the Regulatory Reporting Mechanism under ACER that facilitates the reporting of transactions. This seems like a fairly straightforward thing. […]

4 Questions REMIT RRMs Don’t Want You To Ask Read More »

Compliance, Regulatory Reporting

BroadPeak Presenting at ICE’s Trade Reporting Workshop in Calgary

BroadPeak will be presenting at the ICE Trade Reporting workshop in Calgary next week (August 27). Who doesn’t love Calgary in the summer? With compliance officers now focusing on Canadian equivalent of Dodd-Frank regulations, the workshop is a timely resource. The workshop will give participants insight into the regulations, their likely impact as well as

BroadPeak Presenting at ICE’s Trade Reporting Workshop in Calgary Read More »

Compliance, Events, Regulatory Reporting

Kentucky Fried Counterparty

It’s not new news that BNP Paribas got tagged for nearly $USD9Bn for doing business with Iran, Sudan et al. Doing business with “Specially Designated Nationals” has been a no-no…risky…find yourself Kentucky Fried on that Counterparty since …well, forever. But there are several things happening right now that could be viewed from the beach as

Kentucky Fried Counterparty Read More »

Regulatory Reporting